Compliance Specialists

US-MN-St. Paul | US-MN-Minneapolis
Job ID
2016-1402
Category
Audit

Overview

Go Beyond the Ordinary. Join Wipfli LLP.

 

We are excited that you made the decision to consider joining Wipfli LLP. In doing so, you’ve decided to go beyond the ordinary public accounting and consulting firm. We hope that you find, in Wipfli LLP, the firm where you will meet all of your goals and aspirations in life and work. Guided by our mission statement, “To contribute to the success of our associates and clients”, we will contribute to your development of technical and soft skills, so you can ensure our clients are successful.

 

Since 1930, we have grown to be a thriving nationally known firm, with a local presence, and subject matter experts of a large firm. We will  help our associates and clients -- and perhaps you --  thrive. All along, the Wipfli Way has guided us in making our associates and clients successful, and creating a culture that values relationships.

 

As we begin our relationship with you, we look forward to learning how we can help turn your ideas into realities, and how you will turn the challenges of our clients into opportunities for their success. To further explore more about The Wipfli Way and all we have to offer, please go to our website www.wipfli.com to learn more.

 

Wipfli, LLP has a significant practice in the field of Financial Institutions Compliance. We are always looking for top talent to join this thriving industry group and we encourage you to submit your resume for review. Professionals in this role would be responsible for the completion of field work for financial institution clients including regulatory compliance examination. Responsibilities will include obtaining and analyzing information and data, communicating results, and formulating recommendations. The role will also provide training and direction to assigned staff in accordance with established policies and procedures for the firm.

Responsibilities

  • Collect and analyze relevant data by obtaining records and effectively interviewing client personnel
  • Prepare work papers and documentation in conformance with the firm’s quality control standards
  • Produce written reports in a timely manner which clearly, appropriately, and accurately communicate engagement results
  • Maintain ongoing communication with engagement manager and/or performance coach

Qualifications

  • Job-related experience as a financial institution internal auditor, compliance officer, or compliance auditor
  • Requires a business related degree or a combination of education and related work experience
  • Rudimentary knowledge of internal audit theory, strategies, and techniques
  • Understanding of financial institution laws, regulations and regulatory expectations
  • Ability to analyze data and recommend solutions
  • Ability to understand compliance requirements and recognize compliance deficiencies
  • Travel Requirements: 25% of the time.

 

 

Women, minorities, veterans and individuals with disabilities are encouraged to apply.

 

Recruiting Process

 

Our recruiting team will guide you through our evaluation and interviewing process. We will communicate an update on your status as soon as possible.

 

The recruiting team member guiding you through this process is Jerry Ollmann. He is based in our Green Bay, WI office and looks forward to guiding you through this process.

 

 

 

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