Senior Compliance Consultant

At Wipfli, people count

The way you think makes you different. At Wipfli, we embrace that.

Our inclusive culture provides a space for everyone to have a voice. Our growing number of DEI resource groups celebrate diversity and champion awareness throughout Wipfli.

We’re also focused on helping you achieve success with balance. From hybrid schedules and flexible time off to training programs and mental wellness initiatives, we take care of our team.

If you want to be in an environment where you can grow, feed your curiosity and make a difference, Wipfli is the place for you.

Our Senior Compliance Consultant can work either in person or in a hybrid environment.

Responsibilities: 

• Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
• Work collaboratively with compliance department, business line, and functional partners to ensure effective execution of the financial institution’s regulatory compliance program
• Provide compliance expertise and potential solutions to identify gaps and associated risks as applicable to financial service clients
• Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines.
• Conduct routine regulatory compliance monitoring and assessments

Qualifications:

• Bachelor’s degree
• Five+ years of experience in banking/ financial institutions or related field, with two+ years of compliance experience
• Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
• Ability to research independently and interpret compliance regulation to provide guidance
• Strong analytical skills with high attention to detail and accuracy
• CRCM or other certification preferred

Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!

Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identity, veteran status, disability, or any other characteristics protected by federal, state, or local laws. 

Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at hr@wipfli.com

#LI-hybrid #LI-CS1